| Treating Customers Fairly - a debate |
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Tuesday, 14 October 2008, 6:00pm - 8:30pm |
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Would a case based on 'TCF' stand up to the scutiny of the Tribunal or courts? By December 2008 the FSA expects firms to have appropriate management information or measures in place to test - and demonstrate - that they are consistently treating their customers fairly. These requirements are set against the broad TCF Outcomes which themselves emanate from the FSA's Principles for Businesses. Principle 6 requires firms to 'pay due regard to the interests of its customers and treat them fairly'. It is likely that many firms will miss this deadline. Join a FSLA debate on the shape (and likelihood) of possible enforcement action by the FSA based on TCF. Chair: Tim Herrington (Chairman, Regulatory Decisions Committee and FSLA Advisory Board member) Speakers include Nathan Willmott (Partner, Berwin Leighton Paisner LLP) and David Metz (FSA Consumer Panel). |
Location: Berwin Leighton Paisner, Adelaide House, London Bridge, London EC4R 9HA
Contact:
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